Full Case Name:  The HUMANE SOCIETY OF the UNITED STATES et al., Appellees v. DIRK KEMPTHORNE et al., Appellants Safari Club International Foundation and Safari Club International, Appellants.

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Country of Origin:  United States Court Name:  United States Court of Appeals, District of Columbia Circuit. Primary Citation:  527 F.3d 181 (D.C. Cir., 2008) Date of Decision:  Tuesday, June 3, 2008 Judge Name:  Henderson Jurisdiction Level:  Federal Alternate Citation:  2008 WL 2245321 (C.A.D.C.) Judges:  Senior Circuit Judges. Circuit Judge and EDWARDS and WILLIAMS HENDERSON Attorneys:  Anna M. Seidman argued for Safari Club International and Safari Club International Foundation. Douglas S. Burdin was on brief. Sanne H. Knudsen argued for the appellees. Brian B. O'Neill, Richard A. Duncan, and Jonathan R. Lovvorn, were on brief. Patricia R. Lane entered an appearance. Docket Num:  Nos. 06-5396, 06-5397.

The Humane Society of the United States sought an injunction to prevent the lethal depredation of gray wolves. The district court granted the injunction but, while the case was on appeal, the United States Department of the Interior removed the gray wolf from the Endangered Species List.  After the gray wolf was removed from the Endangered Species List, all parties agreed that the delisting of the gray wolf rendered the appeal moot.  The Court of Appeals vacated the district court's ruling.

Dirk Kempthorne, Secretary of the United States Department of the Interior (Secretary), the Fish and Wildlife Service (FWS) of the Department of the Interior (Interior) and H. Dale Hall, Director of the FWS (collectively federal appellants), together with the Safari Club International and Safari Club International Foundation (collectively Safari Club), appeal the district court judgment enjoining the FWS “from authorizing the lethal take of any more gray wolves for depredation control purposes” by the Wisconsin Department of Natural Resources (Wisconsin DNR). Humane Soc'y of the United States v. Kempthorne, CV06-1279, slip op. at 34 (Aug. 9, 2006); id. Order (Sept. 6, 2006). The Humane Society of the United States (Humane Society) and other environmental organizations FN1 had sought the injunction because, in their view, the gray wolf, as an endangered species, could not be the object of a lethal depredation control program under the Endangered Species Act (ESA), 16 U.S.C. §§ 1531 et seq. The district court agreed. While the appeal was pending, Interior removed the gray wolf population located in the Western Great Lakes Region (which includes Wisconsin) from the endangered species list. See Final Rule Designating the Western Great Lakes Populations of Gray Wolves as a Distinct Population Segment; Removing the Western Great Lakes Distinct Population Segment of the Gray Wolf From the List of Endangered and Threatened Wildlife, 72 Fed.Reg. 6052 (Feb. 8, 2007). The parties agree that the delisting moots the appeal. The federal appellants and the Safari Club have moved to vacate the district court judgment and the Humane Society opposes vacatur. For the reasons set forth below, we grant the appellants' motion and vacate the district court judgment.

FN1. The other organizations include the Animal Protection Institute, Friends of Animals and Their Environment, Help Our Wolves Live, the Indigenous Environmental Network, the Klamath Forest Alliance and RESTORE: The North Woods.


The ESA protects species of fish and wildlife listed as endangered or threatened by making it unlawful for any person to “take any such species within the United States.” 16 U.S.C. § 1538(a)(1)(B).FN2 Nevertheless, section 10(a)(1)(A) of the ESA authorizes the Secretary to “permit ... any act otherwise prohibited by section 1538 of this title for scientific purposes or to enhance the propagation or survival of the affected species, including, but not limited to, acts necessary for the establishment and maintenance of experimental populations.” 16 U.S.C. § 1539(a)(1)(A).

FN2. “The term ‘take’ means to harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect, or to attempt to engage in any such conduct.” 16 U.S.C. § 1532(19).

Since 1978 the gray wolf has been listed as an endangered species in 47 states.FN3 In recent years, the gray wolf population in Wisconsin has exceeded the recovery goal, resulting in wolf depredation of livestock and domestic animals. Set of Findings: Wisconsin Department of Natural Resources Wolf Depredation Permit (TE111360), 2-4 (Apr. 24, 2006). The FWS concluded that depredation endangers gray wolf recovery because “[i]f the State or Federal government does not act, livestock owners likely will act and their actions could lead to the indiscriminate killing of wolves.” Id. at 2 (citation omitted). Accordingly, in 2003 the FWS, in conjunction with the Wisconsin DNR, attempted to implement a depredation control program in Wisconsin.

FN3. See Reclassification of the Gray Wolf in the United States and Mexico, with Determination of Critical Habitat in Michigan and Minnesota, 43 Fed.Reg. 9607 (March 9, 1978).

Pursuant to section 4(d) of the ESA-which applies only to threatened species-the Secretary is authorized to promulgate regulations “as he deems necessary and advisable to provide for the conservation of such species.” 16 U.S.C. § 1533(d). In 2003, the depredation control program was established as one such regulation.FN4 In the regulation, the FWS reclassified the gray wolf in certain states (including Wisconsin) from endangered to threatened and simultaneously promulgated a section 4(d) rule to permit the taking of gray wolves in those regions.FN5 Different environmental organizations challenged the rule, however, and two federal district courts invalidated the FWS's reclassification of the gray wolf as threatened and, accordingly, enjoined the depredation control programs. See Defenders of Wildlife v. Sec'y, U.S. Dep't of the Interior, 354 F.Supp.2d 1156 (D.Or.2005); Nat'l Wildlife Fed'n v. Norton, 386 F.Supp.2d 553 (D.Vt.2005).

FN4. See Final Rule to Reclassify and Remove the Gray Wolf from the List of Endangered and Threatened Wildlife in Portions of the Conterminous United States; Establishment of Two Special Regulations for Threatened Gray Wolves, 68 Fed.Reg. 15,804, 15,868 (Apr. 1, 2003).

FN5. 68 Fed.Reg. at 15,809-11, 15,868.

In February 2005, with the gray wolf having been returned to endangered status, the Wisconsin DNR applied for a depredation control permit pursuant to section 10(a)(1)(A) of the ESA. In contrast to section 4(d), which permits the Secretary to issue regulations allowing the taking of a threatened species as the Secretary “deems necessary and advisable to provide for the conservation of such species,” section 10(a)(1)(A) permits the Secretary to issue regulations allowing the taking of an endangered species “for scientific purposes or to enhance the propagation or survival of the affected species” only.FN6 On April 1, 2005 the FWS issued a section 10 depredation control permit to the Wisconsin DNR FN7 but the district court invalidated the permit because the FWS had failed to provide for notice and comment before issuing it. See Defenders of Wildlife v. Norton, No. 05cv1573 (D.D.C. Sept. 13, 2005).

FN6. See ESA § 10(a)(1)(A), 16 U.S.C. § 1539(a)(1)(A).

FN7. See Authorization to Use Region 3 Endangered and Threatened Species Permit to Carry Out the Following Activities Within the State(s) of Wisconsin (Apr. 1, 2005) (authorizing the taking of up to 34 wolves).

The Wisconsin DNR immediately reapplied for a section 10 permit FN8 and, following a public comment period, the FWS issued a new section 10 permit on April 24, 2006. See Federal Fish and Wildlife Permit, No. TE111380-0 (Apr. 24, 2006). The permit, which was effective from April 24, 2006 until December 31, 2006, permitted the Wisconsin DNR to euthanize up to 43 wolves subject to several conditions, including that “[l]ethal wolf control is preceded by verification that wolves were involved in the depredation,” “depredation occurred on lawfully present domestic animals, including livestock” and “[d]epredation at the site is likely to continue in the immediate future if the depredating wolf or wolves are not removed.” Id.

FN8. See Notice of Receipt of Applications, 70 Fed.Reg. 54,401 (Sept. 14, 2005).

The Humane Society sought preliminary injunctive relief in the district court on July 25, 2006, claiming that section 10 of the ESA does not authorize the FWS to issue a permit for a lethal depredation control program for an endangered species. Safari Club then moved to intervene as of right to defend the legality of the permit,FN9 arguing that its members “hunt in Wisconsin, frequently encounter wolves, ... have witnessed wolves on their properties, in close proximity to their families and pets[,] ... have also competed with wolves during hunting expeditions[,] ... have lost prey to aggressive wolves ... [and] have lost family pets and have witnessed the carnage of a wolf attack on these highly valued animals.” Mot. to Intervene 5 (Aug. 1, 2006).

FN9. See Fed.R.Civ.P. 24(a)(2) (“On timely motion, the court must permit anyone to intervene who ... claims an interest relating to the property or transaction that is the subject of the action, and is so situated that disposing of the action may as a practical matter impair or impede the movant's ability to protect its interest, unless existing parties adequately represent that interest.”).

On August 9, 2006, the district court both granted Safari Club's motion to intervene and issued a preliminary injunction prohibiting the FWS from authorizing the Wisconsin DNR to engage in the lethal take of gray wolves for the purpose of depredation control. See Humane Soc'y of the United States v. Kempthorne, No. 06cv1279 (Aug. 9, 2006). The court converted the preliminary injunction into a final judgment on the merits on September 6, 2006 and the federal appellants and Safari Club filed timely notices of appeal on November 1, 2006 and November 13, 2006, respectively. See Federal Rules of Appellate Procedure 4(a)(1)(B), 4(a)(3).

On February 8, 2007, Interior promulgated its final rule removing the gray wolf in the Western Great Lakes Region from the endangered and threatened species list.FN10 See 72 Fed.Reg. 6052. Because the gray wolf is no longer a protected species, the ESA no longer prohibits the Wisconsin DNR from taking the species. Accordingly, Safari Club moved to dismiss the appeal as moot and to vacate the district court judgment on May 4, 2007 and the federal appellants likewise moved on May 11, 2007. The Humane Society agrees that the March 12, 2007 delisting mooted the appeal. See Appellees' Br. 18.

FN10. The Humane Society is challenging the delisting in a separate district court proceeding. See Humane Soc'y of the United States v. Kempthorne, No. 07cv0677 (D.D.C. filed Apr. 16, 2007).



“When a civil case becomes moot pending appellate adjudication, ‘[t]he established practice ... in the federal system ... is to reverse or vacate the judgment below and remand with a direction to dismiss.’ “ Arizonans for Official English v. Arizona, 520 U.S. 43, 71 (1997) (quoting United States v. Munsingwear, Inc., 340 U.S. 36, 39 (1950)) (alterations in Arizonans); see also United States v. Schaffer, 240 F.3d 35, 38 (D.C.Cir.2001) (en banc) (per curiam) (“When a case becomes moot on appeal, whether it be during initial review or in connection with consideration of a petition for rehearing or rehearing en banc, this court generally vacates the District Court's judgment, vacates any outstanding panel decisions, and remands to the District Court with direction to dismiss.”). “Vacatur ‘clears the path for future relitigation’ by eliminating a judgment the loser was stopped from opposing on direct review.” Arizonans, 520 U.S. at 71 (quoting Munsingwear, 340 U.S. at 40).

Both the federal appellants and Safari Club ask us to vacate the district court's judgment. The Humane Society opposes vacatur, asserting that “vacatur should be not granted when ‘the party seeking relief from the judgment below caused the mootness by voluntary action.’ “ Appellees' Br. 19 (quoting U.S. Bancorp Mortgage Co. v. Bonner Mall P'ship, 513 U.S. 18, 24 (1994)). Vacatur does not apply, according to the Humane Society, because “[t]he mootness of this appeal is not happenstance” but was instead caused by the FWS's “timing of both the issuance of the Section 10(a)(1)(A) permits and the delisting decision.” Id. The Humane Society acknowledges that the delisting of the gray wolf was proposed before the FWS issued Wisconsin DNR's section 10 permit but emphasizes that Wisconsin DNR applied for the permit over six months before the delisting proposal. Further, the FWS could reasonably anticipate that that permit would be challenged in court, the Humane Society maintains, and the delisting proposal was thus an attempt to head off litigation. Additionally, “[b]oth the Western Great Lakes Delisting Rule and the 2006 Permit were handled out of the same FWS Regional Office in Fort Snelling, Minnesota ... [and] the principal author of the Western Great Lakes Delisting Rule also authored the Wisconsin Memo, which urged the issuance of a Section 10(a)(1)(A) permit to Wisconsin in 2005.” Id. at 23.

The Humane Society's argument is based on its interpretation of the United States Supreme Court's decision in U.S. Bancorp Mortgage Co. v. Bonner Mall Partnership, 513 U.S. 18, 24 (1994). In Bancorp, “[t]he contested question [was] whether courts should vacate where mootness results from a settlement.” 513 U .S. at 23 (emphasis added). “[T]he determination is an equitable one,” the Court explained, and “[t]he principal condition to which we have looked is whether the party seeking relief from the judgment below caused the mootness by voluntary action.” Id. at 29, 24-25. It concluded that “[w]here mootness results from settlement ... the losing party has voluntarily forfeited his legal remedy by the ordinary processes of appeal or certiorari, thereby surrendering his claim to the equitable remedy of vacatur.” Id. at 25. But it cautioned that “[t]his is not to say that vacatur can never be granted when mootness is produced in that fashion.” Id. at 29 (emphases added).

We have interpreted Bancorp narrowly. In National Black Police Association v. District of Columbia, 108 F.3d 346 (D.C.Cir .1997), the Police Association brought a First Amendment challenge to the political campaign contribution limits imposed by the District. The district court struck down the limits and enjoined their implementation, id. at 348; while the District's appeal was pending, the District increased the contribution limits, thus mooting the appeal, id. at 347. Although we noted that Bancorp's “voluntary action” exception might apply to Governmental action we nonetheless vacated the district court judgment:

The issue we face here is whether Bancorp's presumption against vacatur should apply where the party seeking relief from the judgment below is the government and the case has been mooted by passage of new legislation. Clearly, the passage of new legislation represents voluntary action, and thus on its face the Bancorp presumption might seem to govern. We believe, however, that application of the Bancorp presumption in this context is not required by the Bancorp opinion's rationale and would be inappropriate, at least if there is no evidence indicating that the legislation was enacted in order to overturn an unfavorable precedent. The rationale underlying the Bancorp presumption is that litigants should not be able to manipulate the judicial system by “roll[ing] the dice ... in the district court” and then “wash[ing] away” any “unfavorable outcome” through use of settlement and vacatur. Bancorp, 513 U.S. at 27-29. The mere fact that a legislature has enacted legislation that moots an appeal, without more, provides no grounds for assuming that the legislature was motivated by such a manipulative purpose. The legislature may act out of reasons totally independent of the pending lawsuit, or because the lawsuit has convinced it that the existing law is flawed. In American Library Association v. Barr, 956 F.2d 1178 (D.C.Cir.1992), we rejected the argument that vacatur was not appropriate where a case had become moot on appeal due to Congress' passage of new legislation, arguing that Congress' action “to repair what may have been a constitutionally defective statute ... represents responsible lawmaking, not manipulation of the judicial process.” Id. at 1187.

We thus vacated the judgment although the District had mooted the appeal by enacting new legislation. Analogizing to Black Police Association, the FWS argues that the judgment here should be vacated because the Government is an appellant and it mooted the appeal by delisting the gray wolf. But the Black Police Association opinion in dicta seems to distinguish legislative from executive action:

Separation of powers concerns provide further reason to exempt from Bancorp's presumption against vacatur the situation of a case which has become moot on appeal due to passage of legislation. As is true of the District, in most multi-branch governments defense of existing laws falls to the executive whereas initiation of legislation is the responsibility of the legislature. Although the executive has the option of refusing to sign legislation, so as to avoid mooting litigation, this option is a hollow one if the executive believes both that the new legislation would be beneficial and that the pending challenge has no merit. To a degree, therefore, the executive branch is in a position akin to a party who finds its case mooted on appeal by “happenstance,” rather than events within its control. This argument suggests that the Bancorp presumption against vacatur might apply if the case has been rendered moot on appeal by enactment or repeal of a regulation, even though the courts accord the executive branch the same presumption of legitimate motive as is given the legislative branch. We need not reach this question, however, and therefore express no views on the matter other than to note the limits of our holding here that the Bancorp presumption is usually inapplicable when legislative action moots a case and the government seeks vacatur.

Relying on our language highlighted above, the Humane Society maintains that the Black Police Association holding supports its position because the FWS mooted the appeal by its delisting decision. Central to the Humane Society's argument, however, is the premise that the voluntary action exception applies to governmental action in the first place. And neither Bancorp nor Black Police Association decided that threshold issue. See Bancorp, 513 U.S. at 25 (holding that “[w]here mootness results from settlement, ... the losing party has voluntarily forfeited his legal remedy by the ordinary processes of appeal or certiorari, thereby surrendering his claim to the equitable remedy of vacatur”); Black Police Ass'n, 108 F.3d at 351 (observing that while “the passage of new legislation represents voluntary action, and thus on its face the Bancorp presumption might seem to govern,” District was nonetheless entitled to vacatur) (emphasis added).

Moreover, in American Family Life Assurance Co. of Columbus v. FCC, 129 F.3d 625 (D.C.Cir.1997) ( AFLAC )-issued less than six months after Black Police Association-we suggested that the Bancorp exception may be limited to appeals mooted by settlement. In AFLAC, the successor of a broadcast company that owned multiple television stations petitioned for review of an FCC order. While review was pending, the petitioner sold all of its interests in the television stations, thus mooting its petition. The FCC argued that its order should not be vacated because the petitioner mooted the case through its “unilateral, voluntary action.” Id. at 630. We noted that “[t]he Commission's first point misinterprets [Bancorp] ... [because] [t]he specific holding of Bancorp, concerning as it does settlements, has no application here.” Id. at 630 (emphasis added). We then analyzed the “equities” of vacatur, rejecting the Commission's argument that it was “entirely ‘speculative’ that the Commission's Order will have any preclusive effects on petitioner in the future” and that “the continuing precedential force of the Order remain[ed] valuable to the public.” Id. at 630-31.

While the Black Police Association dicta and AFLAC's interpretation of Bancorp may not be seamlessly consistent, neither squarely decided that Bancorp's voluntary action exception applies to “executive branch” action. We likewise need not resolve the issue because any doubt about the federal appellants' entitlement to vacatur is removed by intervenor Safari Club's entitlement thereto. As noted earlier, Safari Club intervened as of right and filed its own motion to dismiss the appeal as moot and to vacate the district court's judgment. “Vacatur is in order when mootness occurs through happenstance-circumstances not attributable to the parties....” Arizonans for Oficial English, 520 U.S. at 71; see also Bancorp, 513 U.S. at 25 (“A party who seeks review of the merits of an adverse ruling, but is frustrated by the vagaries of circumstance, ought not in fairness be forced to acquiesce in the judgment”); N. Cal. Power Agency v. Nuclear Regulatory Comm'n, 393 F.3d 223, 225 (D.C.Cir.2004) (“[I]f the party who lost below did not cause the case to become moot, that is, if happenstance or the actions of the prevailing party ended the controversy, vacatur remains the standard form of relief.”) (citations omitted). Plainly, Safari Club did not moot the appeal-the delisting decision was made by the FWS. Moreover, “vacatur is an equitable remedy,” Columbian Rope Co. v. West, 142 F.3d 1313, 1318 n. 5 (D . C.Cir.1998) (citing Bancorp, 513 U.S. at 25), and here the equities favor vacatur. This is “not a case in which a litigant is attempting to manipulate the courts to obtain the relief it was not able to win in the judicial system.” Wyoming v. U.S. Dep't of Agric., 414 F.3d 1207, 1213 (10th Cir.2005) (vacating district court judgment mooted by promulgation of U.S. Forest Service regulation because vacatur was sought by non-governmental intervenors). And “because the party seeking appellate relief is not the party responsible for mooting the case, the orderly operation of the appellate system is not being frustrated.” Id.FN11 Accordingly, the judgment of the district court is vacated.

FN11. The Humane Society contends that “permitting Safari Club, which intervened as a defendant on behalf of the government, to seek vacatur where the government could not, would open a serious loophole in the rule of U.S. Bancorp for any case involving intervenors.” Appellees' Br. 25-26 (emphasis in original). Safari Club, however, intervened as of right because its interest was not adequately represented. See Fed.R.Civ.P. 24(a)(2).

So ordered.



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