Non-Detriment Findings Checklist for CITES
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IUCN
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Quick summary of document to aid CITES Scientific Authorities in make a decision about whether a export of an appendix II species is acceptable by being non-detrimental.
Quick summary of document to aid CITES Scientific Authorities in make a decision about whether a export of an appendix II species is acceptable by being non-detrimental.
Guidance for CITES Scientific Authorities - Checklist to assist in making non-detriment findings for Appendix II exports
Compiled by A. Rosser and M. Haywood ICUN, 2002
Introduction
Use of and trade in wildlife is a fact of life for human society around the globe. Despite concerns from the conservation community about the over-exploitation of wildlife, the reality is that in many cases use of wildlife will continue. Consequently, ways must be found to make that use sustainable and to make it work for conservation. The Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES) was established in 1975 to ensure that trade in wildlife species is managed for sustainability. CITES aims to regulate international trade in wildlife products through international co-operation, whilst recognizing national sovereignty over wildlife resources. CITES is now a conservation tool of major importance. The number of Parties to the Convention has been increasing steadily (numbering, at the time of writing: some 158 countries) and levels of implementation of the provisions of CITES are improving. However, there is still room for considerable improvement in the implementation of Article IV of the Convention.
This Article requires, amongst other things, that exporting countries restrict trade in Appendix II species to levels that are not detrimental either to speciessurvival, or to their role within the ecosystems in which they occur (known as the non-detriment finding). In short, CITES requires that trade in Appendix II species must be based on sustainable harvest and consequently, Article IV forms the backbone of the Convention. Despite this formal requirement for a non-detriment finding, i.e. that the harvest should be sustainable, many species continue to be traded in the absence of information about the impact of such exploitation on the wild population. This is often due to the lack of programmes to monitor both the levels of harvest and the status of wild populations of species exploited for trade. If this inadequate implementation of Article IV for exports of Appendix II species continues to be the rule, rather than the exception, then there will be grave consequences for many species, and their listing on Appendix I may be the ultimate sign of failure. Much of the success or failure of the Convention lies with the implementation of Article IV.
Co-operation amongst Parties is key to the effective implementation of the Convention and the task of fulfilling CITES obligations should be shared between exporting and importing countries. Although CITES places much of the responsibility on exporting countries to ensure that trade in Appendix II species is non-detrimental, many countries lack the necessary financial and technical resources to fulfil these obligations adequately and in some cases even the political will to ensure that the obligations under the Convention are fully implemented. In these countries little progress will be made in improving CITES implementation unless more sustainable resources are made available to aid them in meeting their obligations. Importing countries should also be prepared to provide training, technical and financial inputs to develop the necessary monitoring programmes for species in trade in exporting countries. Strengthening CITES Scientific Authorities in this way, could assist greatly in reducing the risk of trading in wild species, and their products, at unsustainable levels. ===
CONTENTS
Acknowledgements Participants to the first and second workshop to develop guidance for CITES Scientific Authorities on the making of non-detriment findings
PART I - Introduction and rationale
1. Introduction and rationale 1. IUCN assistance to develop guidance for CITES Scientific Authorities on the making of non-detriment findings 2. The contribution that well-managed international trade can make to species conservation 2. When is international trade in wild animals detrimental to survival: principles, avoidance and monitoring?
PART II - Presentations made by Scientific Authority staff from producer and consumer Parties
3. Presentations made by CITES representatives 1. Introduction 2. CITES Secretariat * the requirements for non-detriment findings and tasks of Scientific Authorities 3. China - process, problems and recommendations for making non-detriment findings 4. Indonesia - making non-detriment findings in the Scientific Authority 5. Namibia - quotas, monitoring and management plans in relation to non-detriment findings 6. Togo - making non-detriment findings: current practice, problems and future recommendations 7. Cameroon - interpretation of the non-detriment finding 8. Australia - Wildlife Protection (Regulation of exports and imports) Act 1982 9. Bolivia - non-detriment findings and monitoring/quota setting policy 10. Procedures used by the United States of America in making CITES non-detriment findings 11. European Union - stricter domestic measures and non-detriment findings for imports of Appendix II species 12. The Netherlands - making a non-detriment finding and issuing an import permit under the EU stricter domestic measures
PART III - Technical considerations in making non-detriment findings
4. Technical considerations in making non-detriment findings 1. Methods for evaluating the sustainability of harvests for tropical mammals 2. Managing the harvest of reptiles and amphibians for international trade 3. A management framework for the bird trade 4. CITES Annual Report requirements and assistance to parties in developing database and trade monitoring systems 5. The Significant Trade Process for animals: can this process help to guide the making of non-detriment findings?
PART IV - Guidelines to assist the Parties in making non-detriment findings
5.Guidelines to assist the Parties in making non-detriment findings 1. CITES Scientific Authorities: Checklist to assist in making non-detriment findings for Appendix II exports 2. Practical example of the checklist approach
References Annex I - French and Spanish translations of the Checklist to assist Scientific Authorities in making Non-detriment Findings Annex II - Background Documents, Text of the Convention . Convention on International Trade in Endangered Species of Wild Fauna and Flora . Resolution Conf. 10.3 - Designation and Role of the Scientific Authorities
(Ed. the guidelines are available through http://www.iucn.org/themes/ssc/our_work/wildlife_trade/citescop13/CITES/guidance.htm )
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